x
By using this website, you agree to our use of cookies to enhance your experience.
STAY CONNECTED!
  
newsletter-button

New FSA competence rules to come in at New Year

20 December 2010
Written by rosalind renshaw

The FSA has published final rules on the training and competence requirements for all individuals carrying out customer-facing regulated retail activities.

The rules also cover expected standards of behaviour for all approved persons.

There will be a 30-month deadline for individuals to complete all modules of a qualification required for their role, starting on January 1.

Qualifications that meet FSA regulatory requirements will now be listed in the FSA Handbook.

Peter Smith, head of investments policy at the FSA, said: “The new rules strengthen and clarify our overall competence requirements, and ensure firms and individuals are maintaining standards of competence and behaviour at an appropriate level.”

Comments

Breaking News
MovePal MovePal MovePal